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Senior Financial Administrator (Leeds)

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Sector: Administration
Type: Permanent
Location: West Yorkshire
Salary: Negotiable up to £28,000
Job Ref: TP/10178

Job Description

Our client is a successful firm of independent financial advisors based in Leeds City Centre. They require an FPC qualified Senior Financial Administrator to assist with maintaining and ensuring the firms compliance with FSA standards.

Duties include;

  • Overseeing the regular monitoring of client files by an external consultant and ensuring the correct documentation of remedial action.
  • Review of promotional activities in accordance with FSA standards
  • Managing and developing systems to monitor risk of non-compliance
  • Ad-hoc auditing of regional branches

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